
Legal Services SQE1 FLK1 Study Guide
Regulation of legal services, professional conduct, and the legal profession. Five chapters cover the regulation of legal services: the SRA Principles and Codes of Conduct for solicitors and firms, anti-money-laundering and proceeds-of-crime duties, financial services regulation, funding options, and conflicts, confidentiality and disclosure.
- Chapters
- 5
- Worked MCQs
- 152
- Flashcards
- 226
- Formats
- PDF · EPUB
Includes the January 2027 SRA update
Instant download after checkout. PDF and EPUB, re-downloadable from your library any time.
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Inside the book
All 5 chapters of the Legal Services SQE1 notes
The book follows the SRA’s FLK1 specification for Legal Services chapter by chapter. Chapter 1 is free to read in the sample.
- 01Free sample
The Regulatory Role of the SRA
SRA Principles, reserved legal activities, professional indemnity insurance, overriding obligations, equality, and SRA Standards and Regulations
30 worked questions · 56 flashcards
- 02
Money Laundering
AML legislation, POCA 2002 offences, Terrorism Act 2000, reporting obligations, due diligence requirements, and Money Laundering Regulations 2017
30 worked questions · 45 flashcards
- 03
Financial Services
Financial services regulatory framework, FSMA 2000, specified investments and activities, solicitor exemptions, and SRA Financial Services Rules
32 worked questions · 42 flashcards
- 04
Funding Options for Legal Services
Private retainers, CFAs, DBAs, fixed fees, legal aid (criminal and civil), third party funding, and legal expenses insurance
30 worked questions · 41 flashcards
- 05
Conflicts, Confidentiality and Disclosure
Own interest and client conflicts, the two exceptions and their conditions, the duty of confidentiality, the duty to disclose material information, and what happens when the two collide
30 worked questions · 42 flashcards
Every chapter also has a free page on this site with sample questions: SQE1 Legal Services topics and free questions →
Look inside
Pages from the Legal Services guide
Rendered from the free sample at print size. Chapter 1 in full and five worked questions are free to download.

The first page of a chapter: study time, difficulty and what you will be able to explain by the end. 
Statute extracts, examiner tips and warnings are set out in boxes inside the notes. 
Every worked question ends with the correct answer and why each of the other options fails.
What you get
Everything in the Legal Services guide
- 5 chapters of notes: the SRA’s regulatory role, money laundering, financial services, funding options for legal services, and conflicts, confidentiality and disclosure
- 152 worked SBA questions with full explanations citing the SRA Standards and Regulations
- 226 flashcards organised by chapter for spaced repetition
- Glossary of regulatory terms and the SRA’s published guidance, plus an alphabetical index
- Print-ready PDF and EPUB (Kindle via Send to Kindle, Apple Books, Kobo) included
Revising more than one subject?
All 13 guides for £49.99
Every FLK1 and FLK2 subject in PDF and EPUB, less than six books bought separately. Included free with the platform’s lifetime plan.
- This book
- £9.99
- All 13 books
- £49.99
Includes the January 2027 SRA update
See the bundleThe other FLK1 guides
Complete the FLK1 set
FLK1 examines 6 subjects in one 170-question paper from January 2027 (180 until July 2026). Each guide covers one of them.
Frequently asked
Legal Services study guide: your questions
Ready to start Legal Services?
5 chapters, 152 worked questions and 226 flashcards in PDF and EPUB, for £9.99.




