
Regulation of legal services, professional conduct, and the legal profession. Five chapters cover the regulation of legal services: the SRA Principles and Codes of Conduct for solicitors and firms, anti-money-laundering and proceeds-of-crime duties, financial services regulation, funding options, and conflicts, confidentiality and disclosure.
Up-to-date as at September 2026
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Inside the book
The book follows the SRA’s FLK1 specification for Legal Services chapter by chapter. Chapter 1 is free to read in the sample.
The Regulatory Role of the SRA
SRA Principles, reserved legal activities, professional indemnity insurance, overriding obligations, equality, and SRA Standards and Regulations
30 worked questions · 56 flashcards
Money Laundering
AML legislation, POCA 2002 offences, Terrorism Act 2000, reporting obligations, due diligence requirements, and Money Laundering Regulations 2017
30 worked questions · 45 flashcards
Financial Services
Financial services regulatory framework, FSMA 2000, specified investments and activities, solicitor exemptions, and SRA Financial Services Rules
32 worked questions · 42 flashcards
Funding Options for Legal Services
Private retainers, CFAs, DBAs, fixed fees, legal aid (criminal and civil), third party funding, and legal expenses insurance
30 worked questions · 41 flashcards
Conflicts, Confidentiality and Disclosure
Own interest and client conflicts, the two exceptions and their conditions, the duty of confidentiality, the duty to disclose material information, and what happens when the two collide
30 worked questions · 42 flashcards
Every chapter also has a free page on this site with sample questions: SQE1 Legal Services topics and free questions →
Look inside
Rendered from the free sample at print size. Chapter 1 in full and five worked questions are free to download.



What you get
Revising more than one subject?
Every FLK1 and FLK2 subject in EPUB and PDF, less than six books bought separately. Included free with the platform’s lifetime plan.
Up-to-date as at September 2026
See the bundleThe other FLK1 guides
FLK1 examines 6 subjects in one 180-question paper. Each guide covers one of them.
Frequently asked
5 chapters, 152 worked questions and 226 flashcards in EPUB and PDF, for £9.99.